LEGAL & COMPLIANCE

George K. Baum Advisors LLC is an investment adviser registered as such with the State of Missouri. It is affiliated with George K. Baum & Company, a securities broker dealer registered with the United States Securities and Exchange Commission and member FINRA (www.finra.org). A number of professionals with George K. Baum Advisors LLC hold securities licenses that are registered with George K. Baum & Company.

George K. Baum Advisors LLC is committed to conducting its business professionally, skillfully, ethically and in accordance with all laws, rules and regulations that are applicable to its business.